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Securities regulation in the United States
Results: 4123

#	Item
721	Complaint: David A. Souza and D.A. Souza Investments, LLC Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-08-31 13:13:34 Funds Financial services Collective investment schemes United States Securities and Exchange Commission Investment Advisers Act Securities offering Securities regulation in the United States U.S. Securities and Exchange Commission Investor Financial economics Investment Finance
722	- Agenda OECD Technical Mission to Support the Development of the Capital Markets Authority of Lebanon 3-4 April 2013 Beirut, Lebanon Add to Reading List Source URL: oecd.org Language: English - Date: 2014-07-21 01:51:15 Capital Market Authority Economy of Saudi Arabia Capital Markets Authority Prospectus Beirut Stock Exchange Financial regulation Securities regulation in the United States Capital market Uganda Economy of Asia Economics
723	INTERNATIONAL BAR ASSOCIATION Add to Reading List Source URL: www.wildgen.lu Language: English - Date: 2014-06-13 03:11:24 Systemic risk Late-2000s financial crisis International Bar Association Luxembourg Dodd–Frank Wall Street Reform and Consumer Protection Act Financial regulation European Union Bank Securities regulation in the United States International relations Political geography Europe
724	#..SEC-17 System name: Minutes Regarding Action Taken by the Commission-SEC. System location: Securities and Exchange Commission, 450 Fifth Street NW, Washington, DC 20549. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-08-24 13:15:59 United States Securities and Exchange Commission Government Financial economics Securities Exchange Act U.S. Securities and Exchange Commission Securities regulation in the United States Securities and Exchange Commission Self-regulatory organization Securities Fraud Deterrence and Investor Restitution Act United States securities law Financial regulation 73rd United States Congress
725	ISSN[removed]Financial Market Trends OECD2008 – Pre-publication version for Vol[removed]THE ROLE OF STOCK EXCHANGES IN CORPORATE GOVERNANCE By Hans Christiansen and Alissa Koldertsova1 Add to Reading List Source URL: www.oecd.org Language: English - Date: 2014-07-21 01:52:10 Financial economics Self-regulatory organizations Finance Stock market United States securities law Corporate governance UK Corporate Governance Code Listing Rules Securities regulation in the United States Business Corporations law United Kingdom company law
726	#..SEC-19 System name: Division of Corporation Finance and Support Office Working Files--SEC. System location: Securities and Exchange Commission, Washington, DC[removed]Categories of individuals covered by the system: Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-08-24 13:17:23 United States Securities and Exchange Commission Government Financial economics Self-regulatory organizations New Deal Securities Act Securities Exchange Act Securities regulation in the United States U.S. Securities and Exchange Commission United States securities law Financial regulation 73rd United States Congress
727	#..SEC-35 System name: Securities Violations Records and Bulletin--SEC. System location: Securities and Exchange Commission, 450 Fifth Street NW, Washington, DC[removed]Copies of the Securities Violations Bulletin are als Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-08-24 14:00:56 Financial regulation Government Financial economics Securities Exchange Act U.S. Securities and Exchange Commission Securities regulation in the United States Municipal Securities Rulemaking Board Securities and Exchange Commission Security United States securities law 73rd United States Congress United States Securities and Exchange Commission
728	#..SEC-13 System name: No-action and Interpretative Letters--SEC. System location: Securities and Exchange Commission, Washington, DC[removed]Categories of individuals covered by the system: Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-08-24 13:11:34 73rd United States Congress United States Securities and Exchange Commission Self-regulatory organizations Financial economics Securities Exchange Act U.S. Securities and Exchange Commission Securities regulation in the United States Securities and Exchange Commission Municipal Securities Rulemaking Board United States securities law Financial regulation Government
729	SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]February 5, 2015 Admin. Proc. File No[removed] Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2015-02-05 16:58:16 Finance Financial Industry Regulatory Authority Securities regulation in the United States U.S. Securities and Exchange Commission Securities Exchange Act Self-regulatory organization Security Broker-dealer United States securities law Financial economics Financial system
730	Use of Non-Public Information and Other Securities Law Issues Affecting Security Futures Products Add to Reading List Source URL: www.nfa.futures.org Language: English - Date: 2009-06-22 13:29:58 Finance Stock market Corruption Insider trading Securities Exchange Act Securities regulation in the United States SEC Rule 10b-5 Futures contract Commodity Futures Trading Commission United States securities law Financial system Financial economics

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